The Legal and Compliance Team is responsible for providing a full range of legal, regulatory and compliance services and solutions to the company and its subsidiaries. While the primary focus of this role is compliance monitoring and administration across a number of substantive areas, the successful candidate will be well-versed in a number of compliance areas, including compliance-related training and education, and will serve as a trusted partner with the business as the company expands in new and innovative ways. As a result, this role requires significant hands-on work in all areas of involvement and will support a range of projects touching all aspects of the firm. A successful candidate will need to demonstrate strong attention to detail, well developed organizational skills, and the ability to handle multiple tasks at the same time in a fast-paced and increasingly complex organization. This position can be based in Boston, Chicago or fully remote. Remote employees would be expected to travel to our Chicago or Boston offices from time-to-time. Responsibilities include administration and monitoring of compliance areas such as Gifts/Entertainment, Conflicts of Interest and Political Contributions, among others. Serve as the primary review officer and point of contact in each of the above areas. Minimum of 5+ years of broad experience as a compliance professional or paralegal (or similar position) in a financial services firm or law firm. Salary up to $110K with comprehensive benefits package.
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